Job Detail
Department

Stock Broking Operations

Location

Jaipur

Qualifications

CA/ MBA - Finance/ M.com

Experience

minimum 5 years

Job Requirements

We are looking for candidate who can Identify potential threats in the execution of activities through regular updates and control them. Who can monitor client servicing metrics, operational activities, and regulatory compliance & motivate internal team and channel partners to display highest levels of client servicing standards  Should have Experience in Operations Management, account opening, Collateral Management, Clearing & Settlement Process, Depository Process Management, Compliance, and People Management  Should have sound understanding of financial markets and SEBI laws  Should play the role of a supervisor and evaluates every aspect of work done by the operations team  Experienced in identifying operational risks proactively and mitigate the same by implementing a strong control-oriented process  Directs, administers and controls the day to day operations of trading, settlement and other departments  Real time monitoring of market movement, contributing to the continuous improvement (effectiveness and efficiency) of surveillance system/methods and formulating effective parameters.  Ensures that all the operational activities are performed with compliance and regulatory guidelines and procedures to provide high quality service and outstanding customer care.  To monitor workflow and delegate work accordingly in order to meet the compliance requirements  Ensure that members of the operations team adhere to company rules and work ethics  A keen strategist with expertise in managing operations with key focus on process service delivery to ensure accomplishment of all deadlines  Provide regular updates to Senior Management including metrics to demonstrate performance of systems Qualifications and Requirements  Candidate should be CA/MBA/M.com  Excellent oral and written communication skills with clarity of thought, speech and expression  Should have at least 5-7 years of experience of handling stock broking operation  A thorough understanding of financial markets, their behavior, movements and expectations with respect to market

Job Requirements

We are looking for candidate who can Identify potential threats in the execution of activities through regular updates and control them. Who can monitor client servicing metrics, operational activities, and regulatory compliance & motivate internal team and channel partners to display highest levels of client servicing standards  Should have Experience in Operations Management, account opening, Collateral Management, Clearing & Settlement Process, Depository Process Management, Compliance, and People Management  Should have sound understanding of financial markets and SEBI laws  Should play the role of a supervisor and evaluates every aspect of work done by the operations team  Experienced in identifying operational risks proactively and mitigate the same by implementing a strong control-oriented process  Directs, administers and controls the day to day operations of trading, settlement and other departments  Real time monitoring of market movement, contributing to the continuous improvement (effectiveness and efficiency) of surveillance system/methods and formulating effective parameters.  Ensures that all the operational activities are performed with compliance and regulatory guidelines and procedures to provide high quality service and outstanding customer care.  To monitor workflow and delegate work accordingly in order to meet the compliance requirements  Ensure that members of the operations team adhere to company rules and work ethics  A keen strategist with expertise in managing operations with key focus on process service delivery to ensure accomplishment of all deadlines  Provide regular updates to Senior Management including metrics to demonstrate performance of systems Qualifications and Requirements  Candidate should be CA/MBA/M.com  Excellent oral and written communication skills with clarity of thought, speech and expression  Should have at least 5-7 years of experience of handling stock broking operation  A thorough understanding of financial markets, their behavior, movements and expectations with respect to market

Apply Now
ATTENTION INVESTOR:
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.    2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.    3. Pay 20% upfront margin of the transaction value to trade in cash market segment.    4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs)( issued vide circular reference -- for NSE- NSE/INSP/45191 dated July 31, 2020 & NSE/INSP/45534 dated August 31, 2020 and for BSE - issued vide notice no. 20200731-7 dated July 31, 2020 & 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.   5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.     6. Hem Securities Limited and Hem Finlease Private Limited are engaged in Client based and proprietary trading on various stock exchanges. Dear Clients, charges for Depository Services has been revised with effect from 29,08, 2020 and Revised Tariff Structure   7. Prevent Unauthorized Transactions in your account- Update your mobile number/ E-mail ID with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/ email at the end of the day.    8. Please read the Risk Disclosure Document and Do's & Dont's prescribed by the Exchanges carefully before investing.    9. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.    10. Prevent Unauthorized Transactions in your demat account - Update your Mobile Number with your stock brokers and Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day.   11. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.   12. Disclaimer: Hem Securities Limited and Hem Finlease Private Limited are engaged in Client based and proprietary trading on various stock exchanges.   13. Kindly update your 6 KYC mandatory attributes i.e. Name, Address, PAN, Email, Mobile and Income Range on or before 31.05.2021 for uninterrupted DP and Trading Activities.
ATTENTION INVESTOR:
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.    2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.    3. Pay 20% upfront margin of the transaction value to trade in cash market segment.    4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs)( issued vide circular reference -- for NSE- NSE/INSP/45191 dated July 31, 2020 & NSE/INSP/45534 dated August 31, 2020 and for BSE - issued vide notice no. 20200731-7 dated July 31, 2020 & 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.   5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.     6. Hem Securities Limited and Hem Finlease Private Limited are engaged in Client based and proprietary trading on various stock exchanges. Dear Clients, charges for Depository Services has been revised with effect from 29,08, 2020 and Revised Tariff Structure   7. Prevent Unauthorized Transactions in your account- Update your mobile number/ E-mail ID with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/ email at the end of the day.    8. Please read the Risk Disclosure Document and Do's & Dont's prescribed by the Exchanges carefully before investing.    9. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.    10. Prevent Unauthorized Transactions in your demat account - Update your Mobile Number with your stock brokers and Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day.   11. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.   12. Disclaimer: Hem Securities Limited and Hem Finlease Private Limited are engaged in Client based and proprietary trading on various stock exchanges.   13. Kindly update your 6 KYC mandatory attributes i.e. Name, Address, PAN, Email, Mobile and Income Range on or before 31.05.2021 for uninterrupted DP and Trading Activities.