we actively seek a diverse range of professionals to deliver specialized services to our Customers across the country.
Stock Broking Operations
CA/ MBA - Finance/ M.com
minimum 5 years
We are looking for candidate who can Identify potential threats in the execution of activities through regular updates and control them. Who can monitor client servicing metrics, operational activities, and regulatory compliance & motivate internal team and channel partners to display highest levels of client servicing standards Should have Experience in Operations Management, account opening, Collateral Management, Clearing & Settlement Process, Depository Process Management, Compliance, and People Management Should have sound understanding of financial markets and SEBI laws Should play the role of a supervisor and evaluates every aspect of work done by the operations team Experienced in identifying operational risks proactively and mitigate the same by implementing a strong control-oriented process Directs, administers and controls the day to day operations of trading, settlement and other departments Real time monitoring of market movement, contributing to the continuous improvement (effectiveness and efficiency) of surveillance system/methods and formulating effective parameters. Ensures that all the operational activities are performed with compliance and regulatory guidelines and procedures to provide high quality service and outstanding customer care. To monitor workflow and delegate work accordingly in order to meet the compliance requirements Ensure that members of the operations team adhere to company rules and work ethics A keen strategist with expertise in managing operations with key focus on process service delivery to ensure accomplishment of all deadlines Provide regular updates to Senior Management including metrics to demonstrate performance of systems Qualifications and Requirements Candidate should be CA/MBA/M.com Excellent oral and written communication skills with clarity of thought, speech and expression Should have at least 5-7 years of experience of handling stock broking operation A thorough understanding of financial markets, their behavior, movements and expectations with respect to market